Strategy · Capital · Growth
The bridge between emerging-market ambition and U.S. public capital.
Financial Agency Group is a U.S.-based strategic advisory firm that prepares growth companies from India and other emerging markets to become publicly traded in the United States — through Regulation A+, SEC Form F-1, and OTC Markets pathways.
The Firm
Behind every successful U.S. listing is disciplined preparation.
Becoming a U.S. public company is not a single transaction — it is a structural transformation. Financial Agency Group serves as the strategic partner behind the scenes, ensuring each client is structurally, financially, and operationally prepared to access U.S. public markets with credibility.
We operate within a trusted ecosystem of U.S. securities attorneys, FINRA-registered broker-dealers, PCAOB-registered auditors, transfer agents, EDGAR filing agents, market makers, and investor relations professionals — coordinated around one objective: your readiness.
About Financial Agency GroupWhat We Do
Advisory built around the U.S. listing journey
Milestone-based advisory covering regulatory documentation, listing readiness, and coordination with experienced U.S. professionals.
Regulation A+ Offerings
A streamlined pathway to raise up to $75 million from the public with SEC-qualified offering documents — often called the "mini-IPO."
Regulation A+IPO & Listing Advisory
End-to-end preparation for U.S. public listings — from corporate structuring and audit readiness to SEC filings and market debut.
IPO AdvisoryCross-Border Structuring
Holding-company architecture, governance, and compliance frameworks that connect emerging-market operations to U.S. investors.
Cross-Border Capital MarketsPrivate Placements
Structuring exempt offerings under Regulation D and Regulation S to raise growth capital from accredited and international investors.
Private PlacementsMergers & Acquisitions
Buy-side and sell-side advisory, valuation perspectives, and transaction coordination for founder-led and family-owned businesses.
M&A AdvisoryDigital Capital Markets
Tokenized equity, funds, and real assets — preparing issuers for the next generation of compliant, blockchain-based securities.
Digital MarketsThe Journey
From private company to public issuer — a disciplined, four-phase path
Discovery & Readiness Assessment
We assess your company's readiness for a potential U.S. listing — structurally, financially, and strategically — and identify the pathway best suited to your stage, sector, and capital objectives.
Structuring & Preparation
Corporate restructuring, U.S. holding-company formation where appropriate, PCAOB-standard audit coordination, governance frameworks, and the financial narrative institutional investors expect.
Regulatory Filings & Qualification
Coordinated drafting and filing of the offering circular or registration statement, EDGAR submissions, and responses through qualification or effectiveness — alongside experienced U.S. securities counsel.
Market Debut & Life as a Public Company
Transfer agent and market-maker coordination, quotation and listing logistics, investor relations foundations, and ongoing periodic reporting discipline.
Why FAG
One relationship. An entire U.S. capital markets ecosystem.
Most emerging-market founders don't fail at going public because their businesses lack quality — they fail because the U.S. process is unfamiliar, fragmented, and unforgiving. We remove that fragmentation.
- Milestone-based engagement — clear phases, clear deliverables, no open-ended retainers.
- Emerging-market fluency — deep understanding of Indian and cross-border corporate structures.
- Coordinated professionals — attorneys, auditors, and agents who work to one timeline.
- Candid readiness advice — including telling you when going public is not yet the right move.
Think your company is ready for U.S. markets?
Our discovery process is simple, confidential, and personalized. We're not here to sell a service — we're here to assess whether the opportunity is real.